In a legendary conversation, when F. Scott Fitzgerald
observed, "The rich are different from us," Ernest Hemingway
replied sarcastically, "Yes, they have more money." Fitzgerald
was making a qualitative distinction, while Hemingway's was quantitative.
The same considerations might govern this examination of the characteristics
of graduate students who are anxious writers. Are they different from
undergraduates, or do they simply suffer from more intense versions
of the same problems that distress undergraduates and other anxious
writers?
The answer is, predictably, both. Many anxious graduate student writers
are plagued with some of the same problems that disturb other anxious
writers. My previous research and some of the work of Daly and Miller
shows that many such writers are chronic procrastinators, dislike writing,
have difficulty concentrating on it and fear evaluation of their work.1
This study, however, will focus on graduate students rather than undergraduates;
however, because neither the students nor their problems can always
be neatly segregated, there is some overlap.
On the whole these graduate students, like their graduate student peers
across the country, have a number of characteristics in common that
distinguish them from undergraduates. They are older, more mature, and
brighter. They earn better grades and more money than undergraduates,
and usually work harder and more hours at jobs and studies than undergraduates.
Their lives are generally more independent than those of undergraduates,
and they are expected to display more intellectual ingenuity and independence
of mind. Yet, paradoxically, if their jobs are related to their research
or other professional training, as graduate students these people are
likely to be monitored very closely. So is their writing. And the stakes
are higher, for on the quality and timing of their performance hinges
their professional future. The multiple roles and ambiguous situations
of many graduate students, the mixture of dependence and independence,
freedom and responsibility, create tensions and problems particular
to their writing that are far more common among graduate students than
undergraduates.
After identifying the specific graduate student population studied
in this research, this paper will attempt to explain the nature and
the causes of these problems, and suggest some solutions.
I. Graduate Students Studied
My research included case studies of ten graduate students, aged 23-
49, in business, comparative literature, education, English, fine arts,
history, law, and sociology. Although the studies were conducted on
the campus of the College of William and Mary, the students themselves
were enrolled in advanced degree programs at the University of Virginia,
University of Michigan, Columbia, Harvard, Purdue, and the University
of Richmond, in addition to William and Mary. These individual cases
are supplemented by the collective experiences of a dozen master's and
doctoral students in marine biology at the Virginia Institute of Marine
Science. All of the information was derived from voluntary participants
in my workshops at the College of William and Mary to help anxious writers
overcome their problems and to learn to write with greater ease, efficiency,
and understanding of the composing process and effective variations.2
Typical of graduate students in the select programs in which they were
enrolled, most had excellent academic records in undergraduate and graduate
schools.3 Graduate students who have been poor or mediocre
as undergraduates are perhaps justifiably apprehensive about their ability
to succeed in more demanding graduate work. But paradoxically, a major
cause of writing anxiety among graduate students is their previous academic
success. The experiences and reactions of Ellen, a straight-A undergraduate
working on a Master's degree in fine arts, are typical: "I've never
had lower than an A- on a paper. I've always done well, and expect to
do well every time. My professors expect this, too." Such students
fear that their self-esteem, or their reputation, will suffer if their
writing is not perfect. They gain no confidence from an acknowledgement
of their previous performance. As Ellen observes, "I have had the
paper written on time but have been too insecure to hand it in. I've
almost gotten sick over it. But when I've finally turned in the same
papertwo weeks overdueit's received an A. Even so, I avoid
the professor when I pick up the paper."
Although a few writers are equally apprehensive about all papers, short
and long, minor and major, as a rule the more important the writing,
the greater the apprehension. "There's always the fear," says
Maya, a specialist in medieval literature who has worked intermittently
on a dissertation over the past six years, "that you're not as
good as you or your professors thought you were, and that the dissertation
will reveal what you'd managed to conceal in your course papersyour
ineptitude." Such fears undermine the votes of confidence graduate
schools give to the students they admit to advanced study and research.
Although apprehensive graduate students will acknowledge intellectually
that only those judged likely to succeed will be admitted and thereby
receive commitments of costly resources and time, they often convince
themselves emotionally that by some fluke they and they alone managed
to slip through the otherwise fine mesh on the screening net. Thus,
although procrastination helps insecure students to avoid (from their
viewpoint) humiliating self-exposure or confrontation with their alleged
ineptitude, it also postpones the opportunity (from the faculty perspective)
to restore the students' flagging confidence by showing them how able
their work really is.
Such fears, accompanied by self-imposed pressure for perfect work,
are likely to be exaggerated in graduate students who have received
fellowships or other financial support. They believe they have to "live
up to the implications of the award," which they are likely to
interpret "more as a threat than a vote of confidence." Reinforcing
the threat are the realistic expectations of more demanding work and
more difficult grading standards for graduate students than for undergraduates.
How much more demanding and difficult are unknownand the unknown,
because infinitely more stringent, is far more problematic than the
known.4
So anxious graduate students, seeking the security of explicit standards,
are likely to select or have recommended by their professors models
of expert professional writing to follow. Immersed as they are in the
literature of the discipline into which they are being initiated, graduate
students seize such writings as exemplarsof form, style, organization,
research methods, and bibliographic format. But what might for more
confident students provide assurance may prove terrifying to the insecure.
Lamented Ken, a straight-A graduate student in history whose perfectionism
had for five years inhibited the writing of his Master’s thesis, "Even
the best of my own writing seems lazy and slipshod in comparison with
excellent professional models. I know I'm supposed to write a publishable
thesis that's an original contribution to the professional literature.
But I haven't had the experience to be able to write that well."
And so he didn't write at all until I convinced Ken to discuss his expectations
with his thesis advisor. "What a surprise," he told me later,
"to find that although I had to know a small segment of the field
very thoroughly, my thesis didn't have to be all that innovative. Although
it was supposed to be well-written, it wouldn't be necessarily by publishable.
Once I realized that I was able to get started."
II. Problems with Topic Choice and Advisors
In addition to misconceptions about form and scope, misapprehensions
about thesis and dissertation topics also plague anxious graduate students.
Although students appropriately "need to feel that the thesis is
important, a topic of significance to someone" besides themselves,
the pursuit of the right topic can occupy anxious or uncertain students
for years. And failure to find it can inhibit or totally halt their
research. As these students scan the literature for sixor six
hundredtopics in search of an author, the plethora of possibilities
may prove bewildering rather than inspiring. "After I finished
my course work," sighs Barbara, a master’s candidate in sociology,
"I spent eighteen months flitting among eight topics and different
approaches to each of them. I was finally able to focus my topic when
I had to accommodate some research data that came up in my job at the
hospital. My boss said he would be the first one to use the data if
I developed a good thesis, and I found one right away."
At the other extreme are graduate advisors who exacerbate rather than
reduce their graduate students' anxiety by imposing uncongenial topics
upon them. Or so it appears to the students, whether or not the advisors
really intend this. It takes tough-minded and unusually mature students
to refuse to write topics of the advisors' choice rather than their
own. Yet if the students who succumb to the teachers' choice were not
anxious writers before, the assignment of a distasteful (or in other
ways unmanageable) topic can make them into proficient procrastinators
overnight.
Although many students can cope with an uncongenial topic in a short
paper that requires little time or investment, most find the selection
of a thesis or dissertation topic analogous to the selection of a spouse.
It had better be one they love, or it will not survive the stress of
intimate association. This is not the place to multiply tales of mismatched
students and topics except to offer the observation that too often the
students, lukewarm at the beginning of the shotgun wedding, lose interest
and eventually abandon the unappealing subject and perhaps the pursuit
of the degree as well.
A case in point is Caroline, the recipient of various graduate fellowships
and awards in English at the University of Virginia. Caroline sailed
through her course work and comprehensive exams with highest honors,
and eagerly began her dissertation on Beowulf. But as she wrote she
found that as a consequence of suggestions and shapings from her advisor,
"my thesis became more and more refined until it was almost not
mine anymore but my chairman's, and I felt pressure via loyalty and
respect to follow through on his suggestions." At that point Caroline's
work began to falter. Instead of writing a chapter every two months
she has spent six months on four pages. Whether she will finish remains
to be seen. She is currently obtaining psychiatric help.
III. Problems Inherent in the Nature of Graduate Education
Other problems with advisors that contribute to writing anxiety are
less dramatic but inherent in the nature of graduate education, which
is often more flexible than undergraduate education, allowing far greater
freedom of time, with fewer constraints on how to use it. Graduate theses
and dissertations are usually intended to be researched and written
over protracted periods of time, time which may be too unstructured
for the students' own good. Most writers work more efficiently with
clear goals and time deadlines than without. If the advisor can't or
won't help to provide these and the graduate student is too inexperienced
or unassertive to be realistic about focus and schedule, mañanaand
the firstor the second . . . chapter may never come.5
Yet graduate advisors may be justifiably reluctant to offer unsolicited
advice to students whom they recognize as adults that have been functioning
independently in many ways, for instance as self-supporting determiners
of their own fates and fortunes. Advisors may not want to impose a dependency
that would be, says Maya, "demeaning and depressing to we who have
successfully performed many other rolessuch as wife and mother
and community activistfor years without outside interference.
We believe we should be independent in our graduate work, as well"
Nevertheless, graduate theses and dissertations perforce involve varying
mixtures of dependent and independent research performed by students
of varying levels of capability and sophistication. Although they may
believe, as Ellen says, that "it's a reflection on your character
if you take too long to write your thesis," some graduate students
wantand needmore help than others, with substance or with
scheduling or both. As Glen, a marine biology doctoral candidate bogged
down in a dissertation observes, "Advisors expect a maturity of
graduate students that they don't necessarily have. They think we should
be able to block out long-term research and writing on our own, even
though we've never done it before. And we're pretty machowe don't
want to admit that we need more advice than we're getting. So we don't
ask and the advisors don't offer and the project just drags along."
Maya adds, "Dissertation writers would be better off if we weren't
expected to work at our own pace and set our own schedule. Advisors
should help us set chapter-by-chapter deadlines. A firm, terminal deadline
without the possibility of infinite extensions would help us reinforce
our own internal deadlines."
The fact that theses and dissertations are written over an extended
period may create additional writing problems. Longer worksand
their authorssuffer from a discontinuity of perspective as advisors
go on leave, change jobs, or retire. New advisors may make new demands,
require new methodology, question previously accepted research results
and interpretations. The longer the writing period extends, the more
likely such problems are to appear. Graduate fellowships and stipends,
allegedly calculated to support students through the completion of their
degrees, expire whether or not the thesis is done.
Yet if students leave campus when their funding runs out, they are
subject to even more difficulties. The necessary laboratory or library
materials may not be available in the new locationprovocative
of delays. There may be "no fellow students to bounce ideas off
of," says Liz, a determined student on a fast track to an MBA.
Advisors are harder to reach, and may not "keep in touch unless
students take the initiative," ruefully observes Berry, whose dissertation
in history remains unfinished during the six years since he left Ann
Arbor, where there are no longer any advocates committed to his project.
The incentive to keep writing may dissipate as the student is removed
from the customary writing context: "Being at Columbia got me really
high," says Maya, "I crashed in Williamsburg."
Conflicting demands and prioritiesalways problematicare
more likely to impinge on graduate students than on undergraduates.
Graduate students, more than undergraduates, are usually expected to
be self- supporting, and often to contribute to the support of a spouse
and children, as well. So they have jobs (sometimes two) which require
time and energy, as do their families. In addition, many are extensively
involved in community activitieswomen's centers, volunteer fire
departments, tutoring, and the like. Whether such time consuming commitments
increase their anxiety or are a diversion from it is hard to tell, but
the effect is the same: overcrowded schedules that too often leave little
time for or emphasis on writing.
Spouses neither enrolled in nor involved with graduate school can also
be a distraction fromor a deterrent towriting. In many cases
where women graduate students are married to men not likely to obtain
an equivalent or superior education, the husband may implicitly or explicitly
sabotage the writing-in-progress. His work takes precedence over his
wife's. He expects her to be home by 5 p.m. to have dinner on the table
every night, even if this interferes with her late labs. He wants to
play on the weekends she has set aside for writing. If she pays more
attention to her research or writing than to him, he sulks or nags or
fights or thinks of reasons to command her attention. (These pronouns
are used advisedly. Men seeking graduate degrees evidently have more
accommodating spouses; at least, I have never heard such complaints
from graduate men.) The writer of a dissertation must be particularly
determined, even at the risk of seeming self-absorbed, to keep at it
without reinforcement on the home front. The writer of a thesis or dissertation
must also be uncommonly determined to stick to it without the assurance
that it will lead to a job. This is not necessarily true for undergraduates,
whose pursuit of a bachelor's degree (now the Great American Norm) is
reinforced by the prevailing belief that going to college is a particularly
constructive way to spend one's eighteenth through twenty-first years.
There is no corresponding belief that going to graduate school is the
best way to spend one's twenty-second through thirtieth (or more) years,
unless the securing or retaining of one's job depends on it. Either
can, to paraphrase Jonathan Swift's definition of a hanging, "wonderfully
focus the dissertation." Bette, a Harvard graduate student in comparative
literature, who had avoided work on her dissertation during the four
years she was teaching full time, wrote it in five weeks when she needed
the degree in hand to get a better job.
One source estimates that there will be 400,000 unemployed Ph.D.s by
1985;6 with job prospects dim, even the graduate students
themselves may look upon extended study as dilettantism or prolonged
adolescence, and abandon it for the rigors of the real world. "I'm
at the stage of my life where I feel I should be productive and making
a real contribution," says Berry, 35,"but there's not a great
market for medievalists. Why bother to finish my dissertation if I can't
get a job when it's done? It just doesn't seem worth the effort."
For other graduate students who experience dramatic changes in their
lives or careers, the completion of a thesis or dissertation may become
irrelevant, a costly self-indulgence. Irene, 49, explains, "When
my ex-husband cut off my alimony, I had to get a full-time job. Becoming
a paralegal has been much more rewarding, personally and financially,
than a job in special education would have been. I only have twenty-one
hours to complete, but if I do it will just be for the satisfaction
of finishing the degree. I'll never use it."
IV. Problems with Age of Work and Writer
Some of the diminution of effort to finish a thesis or dissertation,
and consequently a graduate degree, is undoubtedly a phenomenon of age,
either of the writing project or the writer or both. The writing of
this extensive work is often done in time which is unstructured and
open-ended in comparison with an otherwise highly regimented curriculum.
Whether it gets done expediently, or at all, is epitomized in a variation
of Murphy's law: The work either expands or contracts to fill the time
allotted to complete it. Thus, as a rule, graduate students eager to
earn an advanced degree budget their time carefully and stick to a schedule
of research and writing that enables them to "get through and get
out." And so they finish well within the generous time deadlines
that most institutions set for the completion of graduate degrees. Employers
are looking for the self-starters and the fast movers; the early birds
get what jobs there are. So the rapid pace provides both the built-in
satisfactions of completing the writing and the degree, and the likely
reward of a job.
Neither are necessarily present for those graduate students who, at
the point of writing their thesis or dissertation, begin to dance to
the erratic beat of their own, much slower drummer. As time passes,
they are likely to slow down to such an imperceptible pace that they
scarcely seemto the observer, though perhaps not to themselvesto
be moving at all. The longer the time that has elapsed between when
the student began the thesis or dissertation and the current time, the
less likely s/he is to finish.
The slower the pace, the less likely the rewards, either immediate
or long term. And so it becomes easier to ignore the writing to be done,
thereby avoiding the effort of writing and the possibly painful confrontation
with an advisor angry over the lack of progress. Yet I have never, either
as a researcher or as a supervisor of TAs, met a graduate student who
would acknowledge the possibility of not finishing the thesis or dissertation,
even some who have not touched the incomplete opus in over two decades.
To do so would involve a great loss of self-esteem, and would explicitly
break their promise to complete the work. So although they may say,
as does Berry, "As I get older, finishing for the sake of finishing
doesn't seem worth it" they invariably follow such defeatist remarks
with a contradiction that indicates their ambivalence. I need to finish
my dissertation to get out from under my dependency on my advisor,"
adds Berry. "I'm independent in every other respect, and I should
be in this one, too."
Yet as both the project and the writer age, the momentum and the incentives
to complete the work diminish considerably. Inaction breeds inertia.
And it breeds some rationalizations, often partially true, always self-serving:
1. Why undergo the grueling labor a dissertation requires if, at thirty-five,
or forty, or fifty, one's career lifetime is short--perhaps in some
instances, ready to begin when one's peers are comtemplating retirement?
2. Why begin at the beginning of a new career in mid-life when one's
current occupation and habits are familiar, perhaps even comfortable?
3. Why work hard on a thesis or dissertation if one's physical stamina
or energy is diminishing? " Students who blaze along in graduate
school with no respite may find themselves quickly burned out,"
says Ellen, "and simply not finish." Why work hard if one's
health is uncertain? The students in this study have been afflicted
with eye problems, chronic illness, surgery, and the need for psychiatric
help.7 Once vulnerable, twice threatened. 4. Why not enjoy
life while one can? Carpe diem may be preferable to carpe
dissertation, especially if one's peers have abandoned graduate work.
"Dropouts are contagious," says Ken. "You see your friends
leaving graduate programs and it makes you scared to start your dissertation,
or indifferent about finishing."
These are "good" reasons (phony excuses) for some, very real
reasons for others who give up graduate work without regret. Yet for
the anxious graduate students in this study and many of their peers,
failure to finish would mean the abandonment of golden dreams, the curtailment
of careers and the foreclosure of options, as well as the waste of human
effort and graduate school resources. These people who seek help with
their writing, and they are legion, clearly have the desire to finish
their work, no matter what their rationalizations. Graduate schools,
graduate faculty, and graduate students themselves can provide considerable
assistance in enabling graduate students to complete their work and
earn their degrees in a realistic time period.
V. Solutions-Graduate Schools and Faculty
Graduate schools can be of particular help in the following ways, say
the anxious students in this study.
1. Graduate programs should incorporate thesis and dissertation research,
and even writing, into the course work, so students can do significant
segments of it on a regular schedule, under supervision.
Ken says, "I finished my master's course work within a year, and
was eager to get out and buy a car and furniture. But there was no time
to write the thesis when I was taking a full load and preparing for
comprehensives. After that my money ran out and I couldn't work two
jobs at once and write in addition. If my thesis research had been incorporated
in my course work, I'd have been through five years ago. Only five of
the nineteen people in my class have finished their degrees. We all
have the same problem."
2. Graduate school regulations should provide realistic but firm deadlines
for the completion of courses and graduate degrees. "The possibility
of infinite extensions simply contributes to our own lack of structure,"
laments Barbara, candidate for a Master's degree in education.
Graduate faculty and advisors need to provide more information than
many of them currently do, say these students. Graduate students may
be more naive about research methodology and writing than they're willing
to admit; graduate faculty should tailor their instruction accordingly.
This may involve providing basic instruction in some of the following
areas:
A. Teaching students how to find the key resources first, and how
to distinguish between primary and secondary resources.
B. Suggesting to students the Outer limits of their reading and research
investigations, and setting a realistic time to stop, rather than letting
the time extend into infinity. "I've been reading for four years
as a way to avoid writing," laments Sara, a doctoral candidate
in sociology. “I’ll never finish if I keep this up, because new material
is always being added to the field."
C. Explaining the advantages and disadvantages of various organizational
formats typical of papers in the student's discipline. Many students
don't know how to organize their materials, especially if new data or
readings, like a pig in a python, modify the shape of the original.
So they need to see good models. They also need to learn when and how
to cite references. "A great meticulousness in documentation is
expected of graduate students," observes Ken. "A lot of people
drop out of graduate work in history because they cannot cope with the
minutiae of scholarship and nobody teaches them."
D. Telling students what the faculty expects in breadth and depth of
research investigation: 1) To what extent should it be original? 2)
To what extend should it represent the student's independent effort?
To what extent may it be part of a team project? Or an interpretive
summary of the literature? 3) Should it be of potentially publishable
quality? 4) How close to perfection is it expected to come? Says Sara,
"I couldn't get started on my dissertation in sociology, because
I thought it had to be comprehensive, perfect, and publishablean
original contribution to the literature. I didn't know how to do all
this. So I stayed away from my advisor, too embarrassed to confront
him with my ignorance. As a consequence of our discussion in the Writing
Anxiety workshop, I finally went to see himafter avoiding him
for over three years. Amazing! He told me that a narrow topic was acceptable.
In fact, he urged less rather than more. He said that even a dissertation
didn't have to be 100% original, nor did it have to be perfect. That
was just what I needed to get moving on it!"
E. Helping students to schedule their time and effort realistically,
including consideration of such matters as: 1) How much time should
a chapter or given segment of research take? 2) What is the suitable
apportionment of time between short and long papers? "I always
have trouble in allotting time,” says Ellen. "I spend too much
time on the short papers and not enough on the long ones. Once I took
ninety-six hours to write an abstract of a two-page article. I got an
A, but it wasn't worth the effort." 3) How much time should one
allow for revision and shepherding the work through committees? 4) When
can one reasonably expect to finish the work? Advisors, as experienced
researchers, have a much better sense of this than do their just-being-initiated
advisees.
F. Keeping the students accountable to their time schedule. "I
got my dissertation done in nine months, just ahead of having the baby,"
comments Linda, a recent Ph.D. who finished on time, "because my
advisor insisted on a chapter a month. When I turned it in he'd make
an appointment to discuss it the next day."
VI. Solutions: Graduate Students
Yet graduate students, as reasonably autonomous adults, cannot expect
all the directives to come from their advisors. The students themselves
must assume significant responsibility for controlling the nature and
progress of their research and writing. The students in this study,
no longer as anxious as they used to be, and all actually writing, offer
the following advice:
1. Graduate students should communicate continually with their professors,
and should feel free to ask questions about writing style, footnote
format, anything. "It's far better to admit your lack of knowledge
at the outset, even on elementary matters," says Roy, the 34-year-old
law student struggling to finish incompletes by writing term papers
while taking the bar exam. "Otherwise you get caught later, when
ignorance is no longer bliss.
2. If professors don't volunteer deadlines, ask them to help establish
a time schedule both for submitting work and receiving commentary on
it. "Be sure to hold the professor to the deadline, too,"
says Maya. "You don't have time to wait three months for commentary
on what you wrote. Even if you have to nag your advisors by phone calls
or letters, do it. They shouldn't be allowed to hide in the stacks;
their jobs exist for the benefit of their students, after all."
3. Arrive at a clear understanding with the professors about the scope,
emphasis, and length of the thesis or dissertation. "And double
check if you're contemplating any changes," says Ellen. "False
or inappropriate leads can waste a lot of time."
4. Show a preliminary draft of each chapter to the advisor. Use the
comments as guides to revision, and to the writing of the next chapter.
"This is infinitely preferable to writing the entire opus and submitting
it only to find that it requires major revisions," warns Caroline.
"That can set you back months."
5. Try to do all the work at the campus or designated research facility
at which it was begun. "Belonging to a community of scholars with
common goals and priorities is not easy to duplicate in the outer world,"
says Sara. Staying on campus also permits the formation of dissertation
support groups (as three of the people in this study are doing), to
discuss research issues and techniques, and to encourage each other
to stick to their writing schedules.
6. In striving to attain a realistic balance between efficiency and
perfection, don't expect perfection. Students who encounter perfectionistic
advisors should switch rather than fight. "If you don't you'll
never finish," observes Berry. "Doing the best you can in
the time available is the closest we mortals can come to perfection."
It would be an oversimplification to say that all the problems of anxious
graduate student writers would be resolved if these suggestions were
followed. But many of them would. Many of the solutions Can be effected
by clearer and more constant communication between graduate students
and their professors or advisors. An illustration of this occurred dramatically
in the Writing Anxiety workshop that I conducted for the twelve marine
biology graduate students who were in various stages of not finishing
their theses and dissertations, and ten of their advisors.
Typical of Glen, cited earlier, the graduate students thought that
they were supposed to do all the writing on their projects by themselves,
and to turn in a perfect, finished draft to their advisors. But they
didn't know how to do this. The advisors were eager to offer advice
but refrained, not wanting to impose direction on their adult students.
They wondered why the students never consulted them, and they were perplexed
because so many were not progressing. Once each side could state its
case, as they did in the Workshop, they realized that they needed to
talk to each other and to work together, rather than in isolation. As
a consequence, three students finished their degrees within six months,
and the rest are writing busily. It can be done.
Students capable of being admitted to graduate school are presumably
capable of earning degrees in their particular programs. But what many
need to learn involves how to set parameters, as well as how to fill
requirements; how to write in an appropriate form, as well as how to
do research on the substance; how to schedule research and writing time,
as well as courses; and how to bolster self-confidence as well as research
skills. If these things were taught and learned, my research predicts
that far more graduate students would complete their theses and dissertations
in far less time than many currently take. It can be done.8